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TCFD Technical Supplement on the Use of Scenario Analysis
As Published: 2021
TCFD Technical Supplement on the Use of Scenario Analysis
107 the technical supplement entitled “The Use of Scenario Analysis in Disclosure of Climate-related Risks and Opportunities” published in June 2017 by the Task Force on Climate-related Financial Disc…
K-CMH requirement
As Published: 2001
K-CMH requirement
15 the part of the K-factor requirement calculated on the basis of the CMH of a MIFIDPRU investment firm in accordance with MIFIDPRU 4.8 (K-CMH requirement).
TPR fund
As Published: 2019
TPR fund
86 (in FEES ) an EEA UCITS scheme recognised under Part 6 of The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 93 . 119…
IPID information
As Published: 2018
IPID information
160 (in ICOBS ) the 192 information to be included in the IPID as required by ICOBS 6 Annex 3R , paragraph 2.1R.
class meeting
As Published: 2001
class meeting
(in COLL ) a separate meeting of holders of a class of units . 3 20…
weighted voting rights shares
As Published: 2021
weighted voting rights shares
40 shares that carry more than one vote on one or more matters to be decided at a general meeting.
Independent Investigator
As Published: 2001
Independent Investigator
the former Ombudsman under the FSA scheme . 1…
SEF
As Published: 2019
SEF
180 a qualifying social entrepreneurship fund (as defined in the SEF Regulation ).
dealing day
As Published: 2001
dealing day
(in COLL ) the period in a business day (in accordance with provisions of the prospectus ) during which the ACD or the operator is open for business. 3…
subsisting funeral plan
As Published: 2022
subsisting funeral plan
202 a funeral plan contract that was entered into before 29 July 2022 and is still in force, including a contract meeting this criterion which is transferred in circumstances where FPCOB 10.2.2R appli…
group ICARA process
As Published: 2001
group ICARA process
76 an ICARA process operated by an investment firm group in accordance with MIFIDPRU 7.9.5R .
legal expenses
As Published: 2001
legal expenses
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 17 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insura…
CBTL firm
As Published: 2015
CBTL firm
296 (1) (other than in DISP ) a person included by the FCA in the Financial Services Register pursuant to article 8(1) of the MCD Order . (2) (in DISP and FEES 5.5B ) a person 213 within (1) who is no…
standard methods of internal client money reconciliation
As Published: 2014
standard methods of internal client money reconciliation
(a) [deleted] (b) the methods of internal client money reconciliation described in CASS 7.16 . 124…
SRB agreement provider
As Published: 2009
SRB agreement provider
78 (in accordance with article 63J(3)(a) of the Regulated Activities Order ) a firm which buys all or part of the qualifying interest in land in the United Kingdom from a SRB agreement seller under a…
match made
As Published: 2022
match made
159 a positive match where the elements of data provided by a dashboard user for the purposes of the pensions dashboard matching process meet the pensions dashboard matching criteria to a degree which…
member society
As Published: 2001
member society
2 (as defined in article 2(2) of the compensation transitionals order ) a person who at any time before commencement was a member society within the rules of the Friendly Societies Protection Scheme e…
general solvency requirement
As Published: 2022
general solvency requirement
75 the requirement specified in FPCOB 15.2.1R .