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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TCFD Technical Supplement on the Use of Scenario Analysis

As Published: 2021

TCFD Technical Supplement on the Use of Scenario Analysis

107 the technical supplement entitled “The Use of Scenario Analysis in Disclosure of Climate-related Risks and Opportunities” published in June 2017 by the Task Force on Climate-related Financial Disc…

K-CMH requirement

As Published: 2001

K-CMH requirement

15 the part of the K-factor requirement calculated on the basis of the CMH of a MIFIDPRU investment firm in accordance with MIFIDPRU 4.8 (K-CMH requirement).

TPR fund

As Published: 2019

TPR fund

86 (in FEES ) an EEA UCITS scheme recognised under Part 6 of The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 93 . 119…

OMPS

As Published: 2001

OMPS

the Handbook Guide for oil market participants. 2 10…

IPID information

As Published: 2018

IPID information

160 (in ICOBS ) the 192 information to be included in the IPID as required by ICOBS 6 Annex 3R , paragraph 2.1R.

class meeting

As Published: 2001

class meeting

(in COLL ) a separate meeting of holders of a class of units . 3 20…

weighted voting rights shares

As Published: 2021

weighted voting rights shares

40 shares that carry more than one vote on one or more matters to be decided at a general meeting.

Independent Investigator

As Published: 2001

Independent Investigator

the former Ombudsman under the FSA scheme . 1…

SEF

As Published: 2019

SEF

180 a qualifying social entrepreneurship fund (as defined in the SEF Regulation ).

DEPP Sch 1 Record keeping requirements

As Published: 2009

DEPP Sch 1 Record keeping requirements

dealing day

As Published: 2001

dealing day

(in COLL ) the period in a business day (in accordance with provisions of the prospectus ) during which the ACD or the operator is open for business. 3…

subsisting funeral plan

As Published: 2022

subsisting funeral plan

202 a funeral plan contract that was entered into before 29 July 2022 and is still in force, including a contract meeting this criterion which is transferred in circumstances where FPCOB 10.2.2R appli…

group ICARA process

As Published: 2001

group ICARA process

76 an ICARA process operated by an investment firm group in accordance with MIFIDPRU 7.9.5R .

legal expenses

As Published: 2001

legal expenses

(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 17 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insura…

CBTL firm

As Published: 2015

CBTL firm

296 (1) (other than in DISP ) a person included by the FCA in the Financial Services Register pursuant to article 8(1) of the MCD Order . (2) (in DISP and FEES 5.5B ) a person 213 within (1) who is no…

standard methods of internal client money reconciliation

As Published: 2014

standard methods of internal client money reconciliation

(a) [deleted] (b) the methods of internal client money reconciliation described in CASS 7.16 . 124…

SRB agreement provider

As Published: 2009

SRB agreement provider

78 (in accordance with article 63J(3)(a) of the Regulated Activities Order ) a firm which buys all or part of the qualifying interest in land in the United Kingdom from a SRB agreement seller under a…

match made

As Published: 2022

match made

159 a positive match where the elements of data provided by a dashboard user for the purposes of the pensions dashboard matching process meet the pensions dashboard matching criteria to a degree which…

member society

As Published: 2001

member society

2 (as defined in article 2(2) of the compensation transitionals order ) a person who at any time before commencement was a member society within the rules of the Friendly Societies Protection Scheme e…

general solvency requirement

As Published: 2022

general solvency requirement

75 the requirement specified in FPCOB 15.2.1R .