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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order