Search Result
card issuer
As Published: 2015
card issuer
185 a payment service provider contracting with a payer to enable the latter to initiate a payment transaction , made by means of any card, telecommunication, digital or IT device or software.
EMPS 2.1 These provisions have been moved to the Supervision Manual (SUP 21)
As Published: 2001
EMPS 2.1 These provisions have been moved to the Supervision Manual (SUP 21)
…
unauthorised person
As Published: 2001
unauthorised person
a person who is not an authorised person . 2…
non ring-fenced body
As Published: 2016
non ring-fenced body
70 has the same meaning as in article 14(3) of the Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) Order 2014 (2014 No. 1960) http://www.legislation.gov.uk/uksi/2014/1…
credit card cheque
As Published: 2014
credit card cheque
157 a cheque (whether or not drawn on a banker) which, whenever used, will result in the provision of credit under a credit-token agreement , which does not include a cheque to be used only in connect…
mandatory additional product
As Published: 2021
mandatory additional product
147 a good, service or right of any description, whether or not financial in nature, that a customer is required to obtain in connection with or alongside a non-investment insurance contract .
acknowledgement letter
As Published: 2014
acknowledgement letter
111 (in CASS 7 ) a client bank account acknowledgement letter ( a letter in the form of the template in CASS 7 Annex 2 R), a client transaction account acknowledgement letter (s a letter in the form o…
directed at
As Published: 2007
directed at
40 a financial promotion is directed at persons if it is addressed to persons generally (for example where it is contained in a television broadcast or web site).
focused resolution agreement
As Published: 2017
focused resolution agreement
108 (in DEPP ) a settlement agreement that: (1) concerns proposed enforcement action that requires the FCA to issue a warning notice ; and (2) sets out an agreed position on one or more, but not all,…
relevant credit union client
As Published: 2016
relevant credit union client
169 (in CREDS ): (a) an individual; (b) a charity which has an annual income of less than £1 million; or (c) a small business .
third country investment firm
As Published: 2006
third country investment firm
28 25 a firm which would be a MiFID investment firm if it had its head office or registered office 79 in the UK 86 .
assets outside expected RFB subgroups
As Published: 2016
assets outside expected RFB subgroups
136 the assets of a ring-fencing fees group which it has advised the PRA are 138 not intended to be held by 138 a ring-fenced body or its UK subgroup for ring-fencing purposes from 138 1 January 2019.
hypothetical profit and loss figure
As Published: 2011
hypothetical profit and loss figure
25 (in BIPRU 7.10 (Use of a value at risk model) and in relation to a business day ) the profit and loss figure that would have occurred for that business day if the portfolio on which the VaR number…