Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

…

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

…

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 5.1 Introduction and legal background

REC 2.8 Settlement and clearing facilitation services

COCON 4.2 Specific guidance on senior manager conduct rules

DISP 1.11 The Society of Lloyd's

REC 4.6 The section 296 power to give directions

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 12.3 EEA UCITS management companies

REC 2A.1 Introduction

REC 2.1 Introduction

SYSC 4.7

REC 1.2 Purpose, status and quotations, notes or references

REC 2.16 Complaints

BIPRU 8.6 Consolidated capital resources

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy