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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CMH

As Published: 2001

CMH

256 client money held .

PROF 7.2 Passporting under the IDD [deleted]

As Published: 2007

PROF 7.2 Passporting under the IDD [deleted]

administering a home purchase plan

As Published: 2006

administering a home purchase plan

32 the regulated activity , specified in article 63F(2) of the Regulated Activities Order , which is in summary: administering a home purchase plan where the plan was entered into by way of business o…

mini-ISA

As Published: 2001

mini-ISA

3 an ISA which contains only one of the following qualifying investments: (a) a stocks and shares component ; (b) a cash component ; (c) an insurance component ; as prescribed in paragraph 7, 8 or 9 r…

RCB Regulations

As Published: 2008

RCB Regulations

70 the Regulated Covered Bonds Regulations 2008 (SI 2008/346).

PRIN

As Published: 2001

PRIN

5 the part of the Handbook in High Level Standards that has the title Principles for Businesses.

elective eligible counterparty

As Published: 2007

elective eligible counterparty

39 a client categorised as an elective eligible counterparty in accordance with COBS 3.6 (Eligible counterparties).

SUP 16 Annex 13 Return cover sheet

As Published: 2001

SUP 16 Annex 13 Return cover sheet

UK parent institution

As Published: 2019

UK parent institution

81 has the meaning in article 4(1)(28) of the UK CRR .

COBS 19 Annex 1 Pensions nudge and retirement risk warnings - steps to take

As Published: 2015

COBS 19 Annex 1 Pensions nudge and retirement risk warnings - steps to take

LR 3.1 Application

As Published: 2005

LR 3.1 Application

conditional permitted illiquid assets

As Published: 2023

conditional permitted illiquid assets

272 in relation to conditional permitted links , and in respect of a firm’s business with linked policyholders , any permitted link or conditional permitted link (other than a conditional permitted lo…

claims management fee cap

As Published: 2019

claims management fee cap

228 the provisions in sections 29 and 31of the Financial Guidance and Claims Act 2018 (see CMCOB 5 ).

net margined omnibus client account

As Published: 2014

net margined omnibus client account

56 an omnibus client account maintained by a clearing member firm in respect of which the margining arrangements give rise to a gross-minus-net amount which is held by the clearing member firm as clie…

close matched product

As Published: 2021

close matched product

253 a home insurance or motor insurance product which provides a customer with core cover and benefits which are broadly equivalent to the core cover and benefits enjoyed by the customer under their e…

UKLR 20.1 Application

As Published: 2024

UKLR 20.1 Application

SDL

As Published: 2010

SDL

90 (in BSOCS ) the total of share and deposit liabilities, excluding amounts that qualify as own funds but including accrued interest not yet payable.

accrued pension fund value

As Published: 2022

accrued pension fund value

176 the current value of a relevant pension scheme member's accrued rights, expressed as a single amount.

gross price

As Published: 2021

gross price

74 (in ICOBS 6B and SUP 16.28 ), the total premium charged to a consumer (excluding insurance premium tax).

Glossary

As Published: 2001

Glossary

the Glossary giving the meanings of the defined expressions used in the Handbook . 4…