Search Result

801 - 820 of 1379 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities