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long-term insurance liabilities
As Published: 2004
long-term insurance liabilities
13 liabilities arising from long-term insurance business .
reversion adviser
As Published: 2006
reversion adviser
42 a firm with permission (or which ought to have permission ) for advising on a home reversion plan .
non-workplace pension
As Published: 2022
non-workplace pension
97 the individual arrangements of a member of a non-workplace pension scheme who is a retail client with the scheme’s operator .
non-financial sector entity
As Published: 2001
non-financial sector entity
89 an entity that is not a financial sector entity .
Electronic Money Regulations
As Published: 2011
Electronic Money Regulations
71 176 the Electronic Money Regulations 2011 (SI 2011/99).
charity AIF
As Published: 2013
charity AIF
148 an AIF constituted under: (a) the Church Funds Investment Measure 1958; or (b) section 96 of the Charities Act 2011; or (c) section 25 of the Charities Act (Northern Ireland) 1964; or (d) section…
value data
As Published: 2022
value data
23 (in relation to pensions dashboard view data ) information relating to the value of a relevant pension scheme member’s rights accrued under a relevant pension scheme specified in COBS 19.11 and COB…
exercise price
As Published: 2005
exercise price
(in UKLR 168 ) (in relation to securitised derivatives ), the price stipulated by the issuer at which the holder can buy or sell the underlying instrument from or to the issuer . 26…
EU EMIR
As Published: 2019
EU EMIR
137 the EU version of Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories as amended by Regulation (EU) 2019/834 of the European Parliament and of the Council…
half-yearly accounting period
As Published: 2001
half-yearly accounting period
(in COLL ) a period determined in accordance with COLL 6.8.2 R (2) (Accounting periods). 1 6…
feeder fund
As Published: 2023
feeder fund
148 (in ESG ) any of the following: (1) a feeder AIF ; (2) a feeder LTAF ; (3) a feeder NURS ; or (4) a feeder UCITS .
master fund
As Published: 2023
master fund
163 (in ESG ) any of the following: (1) a master AIF ; (2) a master UCITS ; (3) a qualifying master scheme or a single sub-fund of a qualifying master scheme that is an umbrella ; or (4) a qualifying…
IPRU(INV)
As Published: 2001
IPRU(INV)
the Interim Prudential sourcebook for Investment Businesses. 5…
MiFIR Delegated Regulation
As Published: 2017
MiFIR Delegated Regulation
the UK version of 132 118 Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definition…