Search Result

761 - 780 of 1530 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013