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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

FEES App 1 Annex 1A Application Fees payable

As Published: 2024

FEES App 1 Annex 1A Application Fees payable

MCOB 7A.2 Notification of interest-rate changes

As Published: 2016

MCOB 7A.2 Notification of interest-rate changes

MCOB 6A.2 General

As Published: 2016

MCOB 6A.2 General

MCOB 7A.3 Early repayment disclosure

As Published: 2016

MCOB 7A.3 Early repayment disclosure

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

FEES 12.4 Relieving provisions

As Published: 2015

FEES 12.4 Relieving provisions

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

CONC 8.4 Debt solution contracts

As Published: 2014

CONC 8.4 Debt solution contracts

EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

CONC 7.7 Application of interest and charges

As Published: 2024

CONC 7.7 Application of interest and charges

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose