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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS