Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 9.3 Section 272 recognised schemes

BIPRU 12.3 Liquidity risk management

BIPRU 5.3 On balance sheet netting

PERG 8.35 Authorisation and exemption

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

COBS 9.1 Application and purpose provisions

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

PERG 8.3 Financial promotion

COLL 4.4 Meetings of Unitholders and service of notices

MAR 1.6 Manipulating transactions

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

FIT 2.3 Financial soundness

FEES 2.2 Late Payments and Recovery of Unpaid Fees

COCON 4.1 Specific guidance on individual conduct rules

EG 19.32 The Payment Accounts Regulations 2015

SUP 15.2 Purpose

FEES App 1 Annex 4 Glossary of definitions

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]