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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

…

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

…

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

…

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

…

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

…

EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

…

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

…

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

…

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

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