Search Result

541 - 560 of 1456 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

MCOB 10A.1 Calculation of the APRC

As Published: 2015

MCOB 10A.1 Calculation of the APRC

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy