Search Result

461 - 480 of 1244 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background