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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 2A.4 Power and procedure for RAP penalties and censures

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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MAR 4.3 Support of the Takeover Panel's Functions

CASS 5.1 Application

ICOBS 5.1 General

BIPRU 8.5 Basis of consolidation

CASS 11.3 Responsibility for CASS operational oversight

CASS 7.14 Client money held by a third party

REC 4.4 Complaints

COCON 4.1 Specific guidance on individual conduct rules

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SUP 15.7 Form and method of notification

BIPRU 7.2 Interest rate PRR

EG 2.12 Co-operation

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 6.5 Ending authorisation

PERG 8.17 Financial promotions concerning agreements for qualifying credit