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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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Similar To

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 8.2 Introduction

COLL 2.1 Authorised fund applications

SYSC 4.5

CONC 1.2 Who? What? Where?

REC 2.7A Position management and position reporting in relation to commodity derivatives

DTR 8.5 Supervision of primary information providers

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

CASS 7.14 Client money held by a third party

APER 1.2 Purpose

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy