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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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Effective Period

Similar To

EG 16.4 The effect of a disapplication order

BIPRU 12.7 Liquid assets buffer

SYSC 6.1 Compliance

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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CONC 3.6 Financial promotions about credit agreements secured on land

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 5.10 Renewals

SUP 17A.1 Application

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PERG 1.4 General guidance to be found in PERG

BIPRU 12.5 Individual Liquidity Adequacy Standards

PERG 8.22 The Internet

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COLL 8.5 Powers and responsibilities

GEN 4.2 Purpose

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

CASS 8.2 Definition of mandate