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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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Similar To

LR 8.7 Supervision of sponsors

DTR 8.4 Continuing obligations

COBS 12.4 Investment recommendations

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

DISP App 3.1 Introduction

SUP 2.4 'Mystery shopping'

REC 2.13 Promotion and maintenance of standards

SUP 8A.2 Introduction and conditions

SUP 12.7 Notification and reporting requirements

EG 4.13 Preliminary findings letters and preliminary investigation reports

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

PRIN 1.1 Application and purpose

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

EG 3.2A Information requests (section 122A)

EG 16.4 The effect of a disapplication order

PERG 6.3 Background

PERG 9.1 Application and Purpose