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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

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Effective Period

Similar To

MCOB 4.4A Initial disclosure requirements

SUP 16.18 AIFMD reporting

COND 2.3 Effective supervision

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 6.7 Notification rules for overseas recognised bodies

SYSC 4 Annex 1

REC 3.26 Proposals to make regulatory provision

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 13.5 Exemptions from MiFID

CASS 8.3 Records and internal controls

PERG 2.11 Persons who are exempt for credit-related regulated activities

CASS 7.15 Records, accounts and reconciliations

PERG 16.6 Exclusions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10C.8 The other local responsibility function (SMF22)

PERG 9.7 The investment condition: the 'reasonable investor'

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups