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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

major subsidiary undertaking

As Published: 2005

major subsidiary undertaking

(in UKLR 167 ) a subsidiary undertaking that represents 25% or more of the aggregate of the gross assets or profits (after deducting all charges except taxation) of the group . 28…

equity release intermediary

As Published: 2006

equity release intermediary

31 a firm with permission (or which ought to have permission ) to carry on equity release mediation activity .

Financial Ombudsman Service

As Published: 2001

Financial Ombudsman Service

the scheme provided under Part XVI of the Act (The Ombudsman Scheme) under which certain disputes may be resolved quickly and with minimum formality by an independent person . 2…

oil

As Published: 2001

oil

mineral oil of any description and petroleum gases, whether in liquid or vapour form, including products and derivatives of oil. 4…

MAR 2.2 Stabilisation: general [deleted]

As Published: 2016

MAR 2.2 Stabilisation: general [deleted]

EEA State compensation scheme

As Published: 2019

EEA State compensation scheme

137 a compensation scheme, akin to the FSCS , in an EEA State .

specified benchmark

As Published: 2013

specified benchmark

117 a benchmark as defined in section 22(1A)(b) of the Act and specified in Schedule 5 to the Regulated Activities Order pursuant to article 63R of the Regulated Activities Order…

sickness

As Published: 2001

sickness

(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 2 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insuran…

personal injury claim

As Published: 2019

personal injury claim

174 a claim of the description specified in article 89F(2)(c) of the Regulated Activities Order .

BCOBS Sch 3 Fees and other required payments

As Published: 2009

BCOBS Sch 3 Fees and other required payments

freeholder

As Published: 2023

freeholder

146 (in ICOBS , SYSC 19F.2 , PROD 1.4 and PROD 4 ) in relation to a multi-occupancy building insurance contract , a landlord within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant…

certificate representing equity securities

As Published: 2005

certificate representing equity securities

(in UKLR 282 ) a certificate representing certain securities where the certificate or other instrument confers rights in respect of equity securities . 31…

M2G

As Published: 2017

M2G

123 the MiFID 2 Onshoring 132 Guide…

CONRED 2 Annex 5 Final letter to consumers who have not sent a request for review

As Published: 2013

CONRED 2 Annex 5 Final letter to consumers who have not sent a request for review

higher paid material risk taker

As Published: 2020

higher paid material risk taker

51 means a dual-regulated firms Remuneration Code staff member whose total remuneration exceeds £500,000 or 54 whose annual variable remuneration exceeds 33% of that total remuneration .

national guarantee fund

As Published: 2001

national guarantee fund

(in relation to an EEA State ) a body which: (a) has been set up or authorised in that State in accordance with article 1(4) of Council Directive (84/5/EEC); and (b) provides compensation for damages…

venture capital trust

As Published: 2005

venture capital trust

a company which is, or which is seeking to become, approved as a venture capital trust under section 842AA of the Income and Corporation Taxes Act 1988. 6…

rolling stock method

As Published: 2014

rolling stock method

135 a method for performing a physical asset reconciliation , as described in CASS 6.6.28 R .

EU CRR

As Published: 2013

EU CRR

137 the EU version of Regulation (EU) No. 575/2013 of the European Parliament and the Council on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 64…

regulated sale and rent back activity

As Published: 2009

regulated sale and rent back activity

76 any of the following regulated activities : (a) arranging (bringing about) a regulated sale and rent back agreement (article 25E(1)); (b) making arrangements with a view to a regulated sale and ren…