Search Result

201 - 220 of 1366 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms