Search Result
equity release intermediary
As Published: 2006
equity release intermediary
31 a firm with permission (or which ought to have permission ) to carry on equity release mediation activity .
Financial Ombudsman Service
As Published: 2001
Financial Ombudsman Service
the scheme provided under Part XVI of the Act (The Ombudsman Scheme) under which certain disputes may be resolved quickly and with minimum formality by an independent person . 2…
oil
As Published: 2001
oil
mineral oil of any description and petroleum gases, whether in liquid or vapour form, including products and derivatives of oil. 4…
MAR 2.2 Stabilisation: general [deleted]
As Published: 2016
MAR 2.2 Stabilisation: general [deleted]
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EEA State compensation scheme
As Published: 2019
EEA State compensation scheme
137 a compensation scheme, akin to the FSCS , in an EEA State .
specified benchmark
As Published: 2013
specified benchmark
117 a benchmark as defined in section 22(1A)(b) of the Act and specified in Schedule 5 to the Regulated Activities Order pursuant to article 63R of the Regulated Activities Order…
sickness
As Published: 2001
sickness
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 2 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insuran…
personal injury claim
As Published: 2019
personal injury claim
174 a claim of the description specified in article 89F(2)(c) of the Regulated Activities Order .
BCOBS Sch 3 Fees and other required payments
As Published: 2009
BCOBS Sch 3 Fees and other required payments
…
freeholder
As Published: 2023
freeholder
146 (in ICOBS , SYSC 19F.2 , PROD 1.4 and PROD 4 ) in relation to a multi-occupancy building insurance contract , a landlord within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant…
CONRED 2 Annex 5 Final letter to consumers who have not sent a request for review
As Published: 2013
CONRED 2 Annex 5 Final letter to consumers who have not sent a request for review
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higher paid material risk taker
As Published: 2020
higher paid material risk taker
51 means a dual-regulated firms Remuneration Code staff member whose total remuneration exceeds £500,000 or 54 whose annual variable remuneration exceeds 33% of that total remuneration .
national guarantee fund
As Published: 2001
national guarantee fund
(in relation to an EEA State ) a body which: (a) has been set up or authorised in that State in accordance with article 1(4) of Council Directive (84/5/EEC); and (b) provides compensation for damages…
rolling stock method
As Published: 2014
rolling stock method
135 a method for performing a physical asset reconciliation , as described in CASS 6.6.28 R .
EU CRR
As Published: 2013
EU CRR
137 the EU version of Regulation (EU) No. 575/2013 of the European Parliament and the Council on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 64…
regulated sale and rent back activity
As Published: 2009
regulated sale and rent back activity
76 any of the following regulated activities : (a) arranging (bringing about) a regulated sale and rent back agreement (article 25E(1)); (b) making arrangements with a view to a regulated sale and ren…
relevant pension scheme
As Published: 2001
relevant pension scheme
(1) (except in COBS 19.11 ) 218 a pension scheme or an additional voluntary contribution . (2) (in COBS 19.11 ) a personal pension scheme or stakeholder pension scheme that has at least one relevant p…
key investor information
As Published: 2011
key investor information
(1) (for a UCITS ) key information for investors on the essential elements of a UCITS scheme 14 as detailed 14 in the KII Regulation ; 10 (2) (for a non-UCITS retail scheme ) key information for inves…