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High Level Standards Contains - PRIN, SYSC, COCON, COND, APER, FIT, TC, GEN, FEES
01/09/2026
PRIN Principles for Businesses Contains - PRIN 1, PRIN 2, PRIN 2A, PRIN 3, PRIN 4, PRIN TP 1, PRIN Sch 1, PRIN Sch 2, PRIN Sch 3, PRIN Sch 4, PRIN Sch 5, PRIN Sch 6
26/06/2026
SYSC Senior Management Arrangements, Systems and Controls Contains - SYSC 1, SYSC 2, SYSC 3, SYSC 4, SYSC 5, SYSC 6, SYSC 7, SYSC 8, SYSC 9, SYSC 10, SYSC 10A, SYSC 12, SYSC 13, SYSC 14, SYSC 15A, SYSC 18, SYSC 19B, SYSC 19D, SYSC 19E, SYSC 19F, SYSC 19G, SYSC 21, SYSC 22, SYSC 23, SYSC 24, SYSC 25, SYSC 26, SYSC 27, SYSC 28, SYSC 28A, SYSC TP 2, SYSC TP 3, SYSC TP 5, SYSC TP 6, SYSC TP 7, SYSC TP 8, SYSC TP 9, SYSC TP 10, SYSC TP 11, SYSC TP 12, SYSC TP 13, SYSC TP 14, SYSC Sch 1, SYSC Sch 2, SYSC Sch 3, SYSC Sch 4, SYSC Sch 5, SYSC Sch 6
15/07/2026
COCON Code of Conduct Contains - COCON 1, COCON 2, COCON 3, COCON 4, COCON TP 1, COCON Sch 1, COCON Sch 2, COCON Sch 3, COCON Sch 4, COCON Sch 5, COCON Sch 6
01/09/2026
10/12/2018
01/09/2026
COND Threshold Conditions Contains - COND 1, COND 2, COND TP 1, COND Sch 1, COND Sch 2, COND Sch 3, COND Sch 4, COND Sch 5, COND Sch 6
03/06/2025
APER Statements of Principle and Code of Practice for Approved Persons Contains - APER 1, APER 2, APER 3, APER 4, APER App 1, APER Sch 1, APER Sch 2, APER Sch 3, APER Sch 5, APER Sch 6
28/03/2025
FIT Fit and Proper test for Employees and Senior Personnel Contains - FIT 1, FIT 2, FIT TP 1, FIT Sch 1, FIT Sch 2, FIT Sch 3, FIT Sch 4, FIT Sch 5, FIT Sch 6
01/09/2026
TC Training and Competence Contains - TC 1, TC 2, TC 3, TC 4, TC App 1, TC App 2, TC App 3, TC App 4, TC App 5, TC App 6, TC App 7, TC TP 1, TC TP 2, TC TP 3, TC TP 4, TC TP 5, TC TP 6, TC TP 7, TC TP 8, TC TP 9, TC Sch 1, TC Sch 2, TC Sch 3, TC Sch 4, TC Sch 5, TC Sch 6
06/04/2026
GEN General Provisions Contains - GEN 1, GEN 2, GEN 2A, GEN 4, GEN 5, GEN 6, GEN 7, GEN TP 1, GEN TP 2, GEN TP 3, GEN TP 5, GEN Sch 1, GEN Sch 2, GEN Sch 3, GEN Sch 4, GEN Sch 5, GEN Sch 6
15/07/2026
FEES Fees Manual Contains - FEES 1, FEES 2, FEES 3, FEES 4, FEES 4A, FEES 5, FEES 6, FEES 7A, FEES 7B, FEES 7C, FEES 7D, FEES 9, FEES 12, FEES 13, FEES 13A, FEES App 1, FEES App 2, FEES App 3, FEES App 4, FEES TP 1, FEES TP 2, FEES TP 4, FEES TP 5, FEES TP 7, FEES TP 9, FEES TP 11, FEES TP 14, FEES TP 15, FEES TP 16R, FEES TP 17R, FEES TP 17A, FEES TP 18, FEES TP 19, FEES TP 19A, FEES TP 20, FEES TP 20A, FEES TP 21, FEES TP 22, FEES TP 23, FEES Sch 1, FEES Sch 2, FEES Sch 3, FEES Sch 4, FEES Sch 5, FEES Sch 6
15/07/2026
Prudential Standards Contains - GENPRU, INSPRU, MIFIDPRU, MIPRU, IPRUFSOC, IPRUINS, IPRUINV
31/07/2026
Business Standards Contains - COBS, ICOBS, MCOB, BCOBS, CMCOB, FPCOB, PDCOB, CASS, MAR, PROD, ESG
25/09/2026
Regulatory Processes Contains - SUP, DEPP
01/09/2026
Redress Contains - DISP, CONRED, COMP
15/07/2026
Specialist sourcebooks Contains - ATCS, COLL, CREDS, CONC, CTPS, FUND, PROF, RCB, SECN, REC, EMIRR, SSR
25/09/2026
Listing, Prospectus and Disclosure Contains - UKLR, PRM, DTR, DISC
31/07/2026
Handbook Guides Contains - EMPS, OMPS, SERV, BENCH, BFSAG
01/01/2026
Regulatory/Registry Guides Contains - COLLG, ENFG, FCG, FCTR, PERG, RFCCBS, UNFCOG, WDPG, M2G
21/09/2026
Glossary Contains - GLOSSARY, GLOSSARY