Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.15 Reporting under the Electronic Money Regulations

BIPRU 8.7 Consolidated capital resources requirements

SYSC 9.2 Credit institutions providing account information services or payment initiation services

COLL 8.4 Investment and borrowing powers

SYSC 12.1 Application

APER 4.4 Statement of Principle 4

SYSC 13.9 Outsourcing

REC 3.26 Proposals to make regulatory provision

REC 3.4 Members of the management body and internal organisation

SYSC 19D.2 General requirement

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

DISP 1.1 Purpose and application

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

COLL 4.2 Pre-sale notifications

MCOB 6.9 Regulated sale and rent back agreements

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

BIPRU 7.7 Position risk requirements for collective investment undertakings