Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

CONC 10.1 Application and purpose

MCOB 3A.2 The fair, clear and not misleading rules

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

BIPRU 9.10 Reduction in risk-weighted exposure amounts

PERG 2.8 Exclusions applicable to particular regulated activities

DISP App 1.6 Valuing Relevant Benefits

IPRU-INV 5.1 Application

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

PERG 5.14 Exemptions

COLL 1.2 Types of authorised fund

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS