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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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