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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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APER 4.4 Statement of Principle 4

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 4.5 Reports and accounts

COLL 6.9 Independence, names and UCITS business restrictions

COBS 11.6 Use of dealing commission [deleted]

BIPRU 7.10 Use of a Value at Risk Model

EG 2.1 Case selection and the use of enforcement powers

SUP 10C.12 Conditional and time-limited approvals

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

DTR 4.3A Reports on payments to governments

DTR 6.4 Disclosure of Home State

EG 20.1 Introduction

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach