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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

…

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

…

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

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