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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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Effective Period

Similar To

FEES 5.2 Introduction

REC 1.1 Application

PERG 8.9 Circumstances where the restriction in section 21 does not apply

EG 19.20 Payment Services Regulations 2017

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

FEES 8.1 [deleted]

CONC 3.3 The clear fair and not misleading rule and general requirements

REC 2A.3 Guidance on RAP recognition requirements

COLL 7.6 Schemes of arrangement

COLL 11.2 Approval of a feeder UCITS

REC 2.8 Settlement and clearing facilitation services

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products