Search Result

561 - 580 of 1227 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet