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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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CASS 7.11 Treatment of client money

REC 3.24 Transfers of ownership

MCOB 13.3 Dealing fairly with customers: policy and procedures

DTR 8.2 Approval as a primary information provider

DISP 1.2 Consumer awareness rules

ICOBS 5.1 General

EG 4.2 Notifying the person under investigation where notice is not required under the Act

DTR 3.1

MAR 5.6 Reporting requirements

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

COLL 2.1 Authorised fund applications

MAR 5.6A Suspension and removal of financial instruments

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]