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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 7.4 Apportionment of financial penalties

EG 7.3 FCA’s statements of policy

RCB 4.1 Application and purpose

SUP 6.1 Application, interpretation and purpose

SUP 12.1 Application and purpose

EG 2.13 Late reporting or non-submission of reports to the FCA

PERG 5.4 The business test

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

PRIN 3.2 What?

LR 6.3 Revenue earning track record requirement

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 10.5 Section 198: the FCA’s policy [deleted]

APER 1.1A Application