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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack