Search Result

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MAR 10.5 Other reporting, notifications and information requirements

MCOB 3A.4 Qualifying credit financial promotions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 19E.2 Remuneration policies and practices

DISP 1.10 Complaints reporting rules

COBS 6.1A Adviser charging and remuneration

DEPP 6.5 Determining the appropriate level of financial penalty

COLL 9.3 Section 272 recognised schemes

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

RCB 1.1 Introduction to sourcebook

RCB 2.3 Determination of registration

COLL 7.6 Schemes of arrangement

MCOB 4.4A Initial disclosure requirements

INSPRU 1.5 Internal-contagion risk

COLL 4.7 Key investor information and marketing communications

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts