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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

…

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

As Published: 2004

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

…

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

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