Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

…

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.3 Financial promotion

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

COLL 4.7 Key investor information and marketing communications

DEPP 5.1 Settlement decision makers

SUP 5.3 Policy on the use of skilled persons

DEPP 3.2 The operation of the RDC

SUP 4.5 Provisions applicable to all actuaries

REC 3.14A Operation of a trading venue

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

CONC 8.1 Application

BIPRU 12.3 Liquidity risk management

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 5.10 Renewals

EG 19.17 Regulated Covered Bonds Regulations 2008

REC 3.18 Membership

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

REC 4.6A The section 192C power to direct qualifying parent undertakings

MIPRU 4.2 Capital resources requirements

CASS 6.1 Application