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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

EG 12.1 The FCA’s general approach

COLL 6.2 Dealing

COLL 4.3 Approvals and notifications

PERG 13.7 The territorial application of MiFID [deleted]

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SUP 4.3 Appointment of actuaries

REC 2.16B Operation of a data reporting service

SYSC 4.2 Persons who effectively direct the business

CASS 1A.3 Responsibility for CASS operational oversight

SYSC 19A.2 General requirement

SYSC 19C.2 General requirement

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 10A.17 Further questions [deleted]

REC 2.12 Availability of relevant information and admission of financial instruments to trading

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

GEN 5.1 Application and purpose

COBS 6.1A Adviser charging and remuneration

PERG 2.4 Link between activities and the United Kingdom