Search Result

221 - 240 of 1322 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling