Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5A.5 Systems and controls for algorithmic trading

FEES 6.1 Application

SUP 11.2 Purpose

DEPP 6.5D Serious financial hardship

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

MIPRU 4.2BA Securitisation

DISP 1.10 Complaints reporting rules

SYSC 22.4 Drafting the reference: detailed requirements

SUP 10A.12 Procedures relating to FCA-approved persons

ICOBS 6.1 Providing product information to customers: general

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG 12.2 FCA cautions

REC 6.6 Supervision

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]