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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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DISP 1.3 Complaints handling rules

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 9.4 Prohibition orders against exempt persons and members of professional firms

COLL 12.4 UCITS product passport

SYSC 21.1 Risk control: guidance on governance arrangements

SUP 3.8 Rights and duties of auditors

SYSC 1.4 Application of SYSC 11 to 28A

EG 7.2 Alternatives to sanctions

EG 15.3 Disqualification under section 345

COND 2.4 Appropriate resources

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COLL 11.6 Winding up, merger and division of master UCITS

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach