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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

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PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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MCOB 2.5 Reliance on others

TC 3.1 Record-keeping requirements

FEES 5.1 Application and Purpose

PERG 8.32 Arranging deals in investments

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

DTR 2.5 Delaying disclosure of inside information

CASS 11.1 Application

CONC 6.7 Post contract: business practices

ICOBS 7.1 The right to cancel

DTR 6.2 Filing information and use of language

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)