Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

EG App 3.5 ACPO and ACPOS

As Published: 2016

EG App 3.5 ACPO and ACPOS

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

ICOBS 4.1 General requirements for insurance intermediaries and insurers

EG 5.3 The basis of settlement discussions

DTR 1A.2 Modifying rules and consulting the FCA

PERG 9.4 Collective investment scheme (section 235 of the Act)

APER 1.1A Application

TC App 4.1 Appropriate Qualification tables

CASS 9.4 Information to clients concerning custody assets and client money

DTR 7.2 Corporate governance statements

SUP 16.14 Client money and asset return

DISP 1.5 Complaints resolved by close of the third business day

PERG 1.3 Status of guidance

REC 2.10 Financial crime and market abuse

PERG 2.2 Introduction

DTR 1A.3 FCA may require the publication of information

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

GEN 4.3 Letter disclosure

DTR 5.8 Procedures for the notification and disclosure of major holdings

EG App 3.5 ACPO and ACPOS

PERG 15.2 General