Search Result

541 - 560 of 1432 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

As Published: 2018

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege