Search Result

461 - 480 of 1523 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation