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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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