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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

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ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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