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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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COND 1.3 General

As Published: 2013

COND 1.3 General

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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