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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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ICOBS 4.3 Remuneration disclosure

DISP 2.1 Purpose, interpretation and application

COND 1.2 Purpose

CONC 14.1 Application

MAR 5.5 Monitoring compliance with the rules of the MTF

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MAR 5A.7 Monitoring compliance with the rules of the OTF

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COBS 11.5 Record keeping: client orders and transactions [deleted]

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RCB 4.2 Enforcement powers and penalties