Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

PERG 15.2 General

COLL 6.6A Duties of AFMs in relation to UCITS schemes

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 21.1 Form of waiver for energy market participants

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

BIPRU 7.7 Position risk requirements for collective investment undertakings

BIPRU 9.3 Requirements for originators and sponsors

MAR 5A.5 Systems and controls for algorithmic trading

SUP 8A.2 Introduction and conditions

FEES 3.1 Introduction

SUP 9.1 Application and purpose

COLL 8.4 Investment and borrowing powers

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SUP 16.13 Reporting under the Payment Services Regulations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy