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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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REC 2.9 Transaction recording

MCOB 13.3 Dealing fairly with customers: policy and procedures

PERG 5.13 Appointed representatives

SUP 11.1 Application

GENPRU 3.2 Third-country groups

FEES 6.5A The retail pool

ICOBS 5.1 General

REC 1.2 Purpose, status and quotations, notes or references

PERG 4.13 Other exemptions

MAR 5.6 Reporting requirements

COBS 14.3 Information about designated investments (non-MiFID provisions)

DEPP 6.6 Financial penalties for late and incomplete submission of reports

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]